Ria Cybersecurity Policy Template

Elements of robust policies and procedures.

Ria cybersecurity policy template. This is an extended version of the article that appeared in the november 2015 issue of investment advisor. Ria cyber security template help. Policy brief purpose our company cyber security policy outlines our guidelines and provisions for preserving the security of our data and technology infrastructure. The only person that gives a flip about your cybersecurity program is you.

As the article highlights weak cybersecurity policies from third party vendors can be the achilles heel of any cybersecurity program. Once inside malware is installed and begins collecting data. Ive been tasked by my company to draft up a new cyber security policy that complies with the sec guidelines that were recently pushed out. Designed for use by small and mid size investment advisers ria compliance groups cybersecurity readiness program can help investment advisers get ready for the inevitable questions from examiners regarding their efforts to protect clients from cyber attacks.

The sec is cracking down on cybersecurity issues at ria firms. There are two types of audits advisors should expect from the federal regulator according to wes stillman ceo of rightsize solutions a cybersecurity consultancy in lenexa kansas. The sec ocie staff recommended that ria firms consider incorporating the following items in their cybersecurity related policies and procedures. As part of your annual risk assessment be sure to include considerations for every critical third party vendor you work with eg mailchimp dropbox td ameritrade etc.

A cybersecurity program is not a pdf file that you downloaded online. This blind spot is putting financial advisors and their clients at risk. Similarly a cybersecurity program is not a signed contract with a third party that does everything for you. In april 2014 the.

To be in compliance consider the following. Cybercrime is now a business. This company cyber security policy template is ready to be tailored to your companys needs and should be considered a starting point for setting up your employment policies. You must always remember.

The malware is also preconfigured to send data outbound either via ftp or email to a webserver under the attackers control. Ria compliance consultants has created this sample cybersecurity training material be the big phish that got away how to avoid phishing attacks which is intended to help your investment adviser firm train its supervised persons to avoid phishing attacks. Maintenance of an inventory of data information and vendors. Priced at 599 the cybersecurity readiness program is.